Aiken Insider Trading Lawyer


Fewer words strike extreme fear in company executives, founders, and employees than inside trading. Being charged with insider trading is a serious issue. The Securities and Exchange Commission (SEC) and the Department of Justice (DOJ), the primary regulatory bodies responsible for investigating and prosecuting insider trading, do not take such cases lightly.

They have vast resources for tracking suspicious trading activity and building cases against individuals suspected of insider trading. This is when having an experienced Aiken insider trading lawyer comes into play.

Allegations alone can have substantial consequences, especially if they are made public. If the charges are substantiated, you could be looking at civil or criminal penalties in addition to a ruined reputation.

If you have been charged with insider trading, be it stock or securities manipulation, you’ll need the right Aiken insider trading lawyer to help protect your rights and navigate the complex legal process on your behalf.

Insider trading cases are more common than people think, and we have helped many get the support they need. To learn more about your legal options, call (803) 649-5338 our white-collar criminal defense attorneys at the Johnson, Johnson, Whittle, Lancer, and Staggs office in Aiken.

Table of Contents

What is Insider Trading?

Insider trading is the act of trading an entity’s stock or securities by people with confidential or non-public information regarding the company. This practice is explicitly forbidden by federal law to prevent corporate “insiders” from unfairly capitalizing on their access to privileged information, potentially causing financial harm to other investors.

What Common Scenarios Lead to Insider Trading Charges?

There are several situations that can trigger insider trading accusations:

Trading Based on MNPI (Material Non-Public Information) from a Corporate Insider

This scenario involves an employee learning about a company’s positive earnings report before its release and buys the company’s stock before the price goes up.

Tipper-Tippee Relationships

Here, an insider (tipper) illegally discloses MNPI to an outsider (tippee), who then trades on that information. Both the tipper and the tippee can be charged with insider trading.

Misappropriation of Information

A lawyer uses confidential client information about a potential merger to trade in the target company’s stock.

What Are the Consequences of Insider Trading Charges?

Insider trading convictions carry significant penalties, including:

  • Fines – These can range from hundreds of thousands to millions of dollars, depending on the severity of the offense.
  • Disgorgement of Profits – The defendant may be forced to return all profits earned through insider trading.
  • Civil Penalties – The SEC can impose civil penalties in addition to criminal charges.
  • Criminal Prosecution – Insider trading is a federal crime punishable by imprisonment for up to 20 years.

Image is of a magnifying glass inspecting money that was used for insider trading, concept of Aiken insider trading lawyer

What Are Common Defenses in Insider Trading Cases?

Depending on the circumstances of your particular case, potential defenses our Aiken insider trading lawyer may use to criminal insider trading allegations include:

Lack of Material Information

This strategy involves arguing that the information in question was not material or did not have a significant impact on the stock’s value.

Lack of Intent

This involves establishing that the accused did not have the intent to commit insider trading. This may involve demonstrating that the trade was based on other factors, not the alleged insider information.

The Information Used was No Longer Nonpublic

Timing is often a key factor in federal insider trading cases. If you relied on information that had already been made public by the time you (or your tippee) executed a trade, then you did not engage in insider trading.

How Can an Aiken Insider Trading Lawyer Help My Case?

A seasoned Aiken insider trading lawyer is crucial in helping you navigate the intricacies of the legal system and build a strong defense strategy.

An excellent legal representative can help you in many ways, including:

  • Conducting a thorough investigation in order to garner evidence that not only supports your innocence but challenges the prosecutor’s case.
  • Work diligently to come up with a defense strategy that is tailored to your specific case. After all, not all insider trading scenarios are the same.
  • Keeping you informed and ascertaining compliance with the legal procedure and deadlines. This is important in ensuring a fair and just outcome.
  • Seeking professional advice from experts specializing in securities law who have a comprehensive understanding of insider trading regulations, both on a state and federal level.

Possible Outcomes and Resolutions

Insider trading cases can have various outcomes.

  • Acquittal: If the prosecution fails to prove all elements of the crime beyond a reasonable doubt, the defendant is acquitted.
  • Negotiated Settlements: Negotiations with prosecutors can lead to reduced charges or lighter sentences.
  • Alternative Resolutions: In some cases, civil settlements or diversion programs may be offered as alternatives to criminal prosecution.

Is it Possible to Have Insider Trading Charges Resolved Favorably?

Insider trading charges can be daunting, but it is possible to turn the tide in your favor. Skilled legal representation from an Aiken insider trading lawyer can expose weaknesses in the prosecution’s case and craft a strong defense. Cooperation with authorities in specific situations can also lead to reduced charges.

Our Approach to Insider Trading Defense

Thorough Case Analysis:

At JJWLS, our Aiken insider trading lawyer begins with a meticulous review process. We scrutinize trading patterns, analyze evidence, and identify potential weaknesses in the prosecution’s case. This comprehensive approach allows us to build a strong defense tailored to the nuances of each client’s situation.

Tailored Defense Strategies:

We also understand that every insider trading case is unique. Our commitment lies in developing personalized defense strategies that address the specific circumstances surrounding each case. This tailored approach sets our Aiken insider trading lawyers apart, ensuring the best possible outcome for our clients.

What Should You Do If You’re Facing Insider Trading Charges?

If you find yourself facing insider trading charges, swift action is crucial. Seek representation with an experienced Aiken insider trading lawyer immediately, refrain from self-incrimination, and ensure you gain a clear understanding of the charges against you.

Why Choose JJWLS for Your Insider Trading Defense?

We are your unwavering advocates, equipped with the expertise and experience to fight for your rights.

Here’s how we stand out:

  • Our Aiken insider trading lawyers have a proven track record of defending clients against insider trading accusations.
  • Our Aiken insider trading lawyers and team possesses in-depth knowledge of insider trading law, allowing them to navigate complex cases with confidence.
  • We implement a client-centered approach, meaning you are not just a case file. We prioritize clear communication, collaboration, and unwavering support throughout the legal process.

Image is of an Aiken insider trading lawyer examining a client's case

Call Our Aiken Insider Trading Lawyers Today

The challenges and repercussions that come with insider trading charges are immense. However, you do not have to face them alone.

Contact our Aiken insider trading lawyers at Johnson, Johnson, Whittle, Lancer, & Staggs today by calling (803) 649-5338 for a confidential consultation. Let’s explore your options and build a strong defense strategy together!